Regulatory Hosting & AIFM Solutions
We provide regulatory hosting, appointed representative, and AIFM solutions designed to support start-up investment firms from launch through to long-term growth. Through Midmar, our FCA-authorised platform, we combine deep regulatory expertise with a practical, hands-on approach. This allows our clients to focus on investment strategy and performance, while we manage the regulatory and compliance framework.
Supporting Investment Firms from Launch to Authorisation
Establishing a regulated investment business is a complex and resource-intensive process. FCA authorisation can take many months and requires specialist knowledge, comprehensive documentation, and ongoing engagement with the regulator.
Our regulatory hosting platform provides an efficient route to market, enabling start-up investment firms to begin regulated activities while progressing towards their own fully authorised structure.
We work closely with founders and investment teams from day one, ensuring regulatory obligations are met and embedded into the business as it grows.
Business registration
Registering your business with the FCA as an appointed representative of Midmar Capital
Team registration
Registering the relevant members of your team as approved persons with the FCA
Policies and procedures
Establishing compliance policies, procedures, and governance frameworks
Training and guidance
Providing ongoing compliance training and regulatory guidance
Monitoring and oversight
Conducting continuous compliance monitoring and oversight of all regulated activities and carrying out the required regulatory reporting to the FCA
Regulatory Hosting
On an interim basis, Midmar Capital assumes full regulatory responsibility for your investment activities. This includes:
Our approach ensures a robust and compliant operating environment, while enabling investment teams to remain focused on execution and performance.
Fund Management
Midmar Capital is a UK-authorised sub-threshold AIFM, enabling us to act as the manager of closed-ended, unleveraged alternative investment funds in the UK, with aggregate assets under management below €500 million.
We provide a flexible and efficient AIFM solution for managers seeking a high-quality platform with strong regulatory oversight and operational support.
We also have MiFID investment management permissions enabling us to provide discretionary investment management services to certain other investment structures.
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